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PECB Certified ISO/IEC 27001 Lead Auditor exam (ISO-IEC-27001-Lead-Auditor中文版) Sample Questions (Q78-Q83):
NEW QUESTION # 78
您正在國際物流組織的出貨部門進行 ISMS 審核,該組織為當地醫院和政府辦公室等大型組織提供運輸服務。包裹通常包含藥品、生物樣本以及護照和駕駛執照等文件。您注意到,公司記錄顯示大量退貨,原因包括標籤地址錯誤,以及在 15% 的公司案例中,一個包裹的不同地址有兩個或多個標籤。您正在面試運輸經理 (SM)。
您:出貨前檢查過嗎?
SH:任何明顯損壞的物品都會在出貨前由值班人員移除,但利潤微薄,因此實施正式檢查流程並不經濟。
您:退貨後會採取什麼措施?
SM:這些合約大多價值相對較低,因此我們認為,簡單地重新列印標籤並重新發送單一包裹比實施調查更容易、更方便。
您提出不符合項。參考該場景,您希望受審核方在進行後續審核時實施下列哪六項附錄 A 控制措施?
- A. 5.6 與特殊利益團體的聯繫
- B. 6.4 紀律程序
- C. 5.3 職責分離
- D. 5.13 資訊標籤
- E. 7.4 實體安全監控
- F. 6.3 資訊安全意識、教育與培訓
- G. 8.12 資料外洩保護
- H. 8.3 資訊存取限制
- I. 7.10 儲存介質
- J. 5.32 智慧財產權
- K. 5.11 資產返還
Answer: D,E,F,G,H,I
Explanation:
* B. 8.12 Data leakage protection. This is true because the auditee should have implemented measures to prevent unauthorized disclosure of sensitive information, such as personal data, medical records, or official documents, that are contained in the parcels. Data leakage protection could include encryption, authentication, access control, logging, and monitoring of data transfers12.
* D. 6.3 Information security awareness, education, and training. This is true because the auditee should have ensured that all employees and contractors involved in the shipping process are aware of the information security policies and procedures, and have received appropriate training on how to handle and protect the information assets in their custody. Information security awareness, education, and training could include induction programmes, periodic refreshers, awareness campaigns, e-learning modules, and feedback mechanisms13.
* E. 7.10 Storage media. This is true because the auditee should have implemented controls to protect the storage media that contain information assets from unauthorized access, misuse, theft, loss, or damage. Storage media could include paper documents, optical disks, magnetic tapes, flash drives, or hard disks14. Storage media controls could include physical locks, encryption, backup, disposal, or destruction14.
* F. 8.3 Information access restriction. This is true because the auditee should have implemented controls to restrict access to information assets based on the principle of least privilege and the need-to-know basis. Information access restriction could include identification, authentication, authorization, accountability, and auditability of users and systems that access information assets15.
* I. 7.4 Physical security monitoring. This is true because the auditee should have implemented controls to monitor the physical security of the premises where information assets are stored or processed. Physical security monitoring could include CCTV cameras, alarms, sensors, guards, or patrols16. Physical security monitoring could help detect and deter unauthorized physical access or intrusion attempts16.
* J. 5.13 Labelling of information. This is true because the auditee should have implemented controls to label information assets according to their classification level and handling instructions. Labelling of information could include markings, tags, stamps, stickers, or barcodes1 . Labelling of information could help identify and protect information assets from unauthorized disclosure or misuse1 .
References :=
* ISO/IEC 27002:2022 Information technology - Security techniques - Code of practice for information security controls
* ISO/IEC 27001:2022 Information technology - Security techniques - Information security management systems - Requirements
* ISO/IEC 27003:2022 Information technology - Security techniques - Information security management systems - Guidance
* ISO/IEC 27004:2022 Information technology - Security techniques - Information security management systems - Monitoring measurement analysis and evaluation
* ISO/IEC 27005:2022 Information technology - Security techniques - Information security risk management
* ISO/IEC 27006:2022 Information technology - Security techniques - Requirements for bodies providing audit and certification of information security management systems
* [ISO/IEC 27007:2022 Information technology - Security techniques - Guidelines for information security management systems auditing]
NEW QUESTION # 79
下列哪一項敘述最精確地描述了資訊安全面之間的關係?
- A. 威脅利用漏洞損壞或破壞資產
- B. 風險是損害資產的漏洞的函數
- C. 透過減少威脅來控制保護資產
Answer: A
Explanation:
This statement encapsulates the relationship between threats, vulnerabilities, and assets within the context of information security. Threats are potential causes of an unwanted incident, which may result in harm to a system or organization. Vulnerabilities are weaknesses that can be exploited by threats to cause harm. Assets are valuable resources to an organization that need protection. Therefore, when threats exploit vulnerabilities, they can damage or destroy assets. References: = The explanation is based on the foundational concepts of information security as outlined in ISO/IEC 27001, which includes understanding the interplay between threats, vulnerabilities, and assets as part of an information security management system (ISMS)
NEW QUESTION # 80
您正在國際物流組織的出貨部門進行資訊安全管理系統審核,該組織為當地醫院和政府辦公室等大型組織提供運輸服務。
包裹通常包含藥品、生物樣本以及護照和駕駛執照等文件。
您注意到公司記錄顯示大量退貨,原因包括標籤地址錯誤,以及在 15% 的情況下,一個包裹的不同地址有兩個或多個標籤。您正在面試運輸經理 (SM)。
您:出貨前檢查過嗎?
SM:任何明顯損壞的物品都會在出貨前由值班人員移除,但利潤微薄,因此實施正式檢查流程並不經濟。
您:退貨後會採取什麼措施?
SM:這些合約大多價值相對較低,因此我們認為,簡單地重新列印標籤並重新發送單一包裹比實施調查更容易、更方便。
您提出了不符合 ISO 27001:2022 第 8.1 條的要求。
以下哪一項最能描述您發現的不合格項?
- A. 組織沒有有效的流程來確保滿足資料保護的服務要求和監管要求。記錄顯示,15% 的退回包裹包含向收件人另一方提供的詳細資訊(可能包括敏感的醫療資訊或政府部門通訊資訊),但沒有足夠的操作程序來滿足資訊安全要求。
- B. 組織沒有經過批准的流程來確保滿足資料保護的服務要求和監管要求。記錄顯示,15%的退回包裹已更正了收件人的另一方資訊(可能包括敏感的醫療資訊或政府部門通訊資訊),但沒有足夠的操作方法來滿足資訊安全要求。
- C. 組織沒有有效的流程來確保滿足資料保護的服務要求和監管要求。記錄顯示,15% 的退回包裹包含受保護的資訊(可能包括敏感的醫療資訊或政府部門通訊資訊),但沒有足夠的操作流程來滿足資訊安全要求。
- D. 組織沒有有效的流程來確保滿足資料保護的服務要求和監管要求。記錄顯示,15% 的退回包裹向收件人洩露了供另一方使用的資訊(可能包括敏感的醫療資訊或政府部門通訊資訊),而沒有足夠的操作控制來滿足資訊安全要求。
- E. 組織沒有適當的審核流程來確保滿足資料保護的服務要求和監管要求。記錄顯示,15% 的退回包裹中包含不準確的資訊(可能包括敏感的醫療資訊或政府部門通訊資訊),且沒有足夠的操作規則來滿足資訊安全要求。
Answer: D
Explanation:
The non-conformity you have identified relates to the organization's failure to implement adequate operational controls to ensure that service and regulatory requirements for data protection are met. This situation is particularly critical given the nature of the items being shipped, which include sensitive medical information and government documents. The fact that 15% of returned parcels have labels for different addresses, potentially exposing sensitive information to incorrect recipients, underscores the lack of effective information security practices.
The best description of the non-conformity, based on the details provided and the requirements of ISO/IEC
27001:2022, particularly clause 8.1 which deals with operational planning and control, would be:
C: The organisation does not have an effective process in place that ensures service requirements and regulatory requirements for data protection are met. Records show that 15% of returned parcels have disclosed information intended for another party to the recipient (which may include sensitive medical information or government department communications) without adequate operational controls to meet information security requirements.
This option accurately captures the essence of the non-conformity by highlighting the lack of effective operational controls to protect sensitive information, leading to potential unauthorized disclosure of information intended for another party. This is a direct violation of information security management principles, particularly those related to the protection of confidentiality and integrity of information as mandated by ISO/IEC 27001:2022.
NEW QUESTION # 81
下列哪一項最能描述第二階段第三方審核的主要目的?
- A. 辨識不符合標準的情況
- B. 確定認證準備狀況
- C. 檢查組織是否遵守法律
- D. 了解組織的管理體系
Answer: A
Explanation:
The main purpose of a Stage 2 third-party audit is to evaluate the implementation and effectiveness of the organisation's management system and to identify any nonconformances against the requirements of the standard12. The other options are either the objectives of a Stage 1 audit (A, D) or a specific aspect of the audit scope (B). Reference: 1: ISO/IEC 27006:2022, Information technology - Security techniques - Requirements for bodies providing audit and certification of information security management systems, Clause 9.2 2: PECB Certified ISO/IEC 27001 Lead Auditor Exam Preparation Guide, Domain 4: Preparing an ISO/IEC 27001 audit
NEW QUESTION # 82
以下是資訊安全的目的,但以下情況除外:
- A. 最小化業務風險
- B. 最大化投資回報
- C. 確保業務連續性
- D. 增加企業資產
Answer: D
Explanation:
The following are purposes of information security, except increasing business assets. Increasing business assets is not a purpose of information security, as it is not directly related to protecting information and systems from threats and risks. Information security may contribute to increasing business assets by enhancing customer trust, reputation, compliance, and efficiency, but it is not its primary goal. Ensuring business continuity is a purpose of information security, as it aims to prevent or minimize disruptions or losses caused by incidents affecting information and systems. Minimizing business risk is a purpose of information security, as it aims to identify and reduce threats and vulnerabilities that may compromise information and systems. Maximizing return on investment is a purpose of information security, as it aims to optimize the costs and benefits of implementing and maintaining information security controls and measures. Reference: : CQI & IRCA ISO 27001:2022 Lead Auditor Course Handbook, page 23. : [ISO/IEC 27001 Brochures | PECB], page 4.
NEW QUESTION # 83
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